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125 South 4Th Street, Norfolk, NE 68701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2007-11-02 |
Branch Locations
125 South 4Th Street, Norfolk, NE 68701 • United States
3123 W Stolley Park Road Suite A, Grand Island, NE 68801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Almquist, Maltzahn, Galloway, & Luth, Pc | Grand Island | NE | 06/1990 | Present |
| Wealth Management, Llc | Norfolk | NE | 11/2007 | Present |
1203 LLC 1219 LLC-NOT INVESTMENT RELATED; 3123 W Stolley Park Road, Suite A Grand Island, NE 68801; RENTAL REAL ESTATE;PARTNER; START DATE 5/1995; HOURS PER MONTH 1; HOURS DURING SECURITIES TRADING HOURS 0; DUTIES INCLUDE OVERSEEING ACCOUNTING & PREPARING TAX RETURN. LUTH FARM PARTNERHSIP--NOT INVESTMENT RELATED; 4129 INDIANHEAD DRIVE GRAND ISLAND, NE 68803; RENTAL REAL ESTATE; PARTNER; START DATE 05/1995; HOURS PER MONTH 1; HOURS DURING SECURITIES TRADING HOURS 0; DUTIES INCLUDE HANDLE LEASES AND GRAIN MARKETING. Almquist, Maltzahn, Galloway & Luth PC - 3123 W Stolley Park Road, Suite A Grand Island, NE 68801 - not investment related - Accounting Firm - Shareholder/Treasurer - 06/1990 - Approx. 250 hours monthly/Approx 170 Hours during securities trading hours - CPA services Halley Associates LP & Haley Communities - not investment related - 10703 J st Omaha, NE 68127 - Real Estate - Minority Partner - 0 hours monthly/ 0 hours during securities trading hours - no duties. Resort Lifestyle Communities - 8040 Elger Dr Lincoln, NE 68516 - Retirement living real estate - not investment related - minority partner - 0 hours monthly/0 hours during securities trading hours - no duties. Hastings College Board of Trustees - 710 N Turner Ave Hastings NE - volunteer member - not investment related - 5 hours monthly/5 hours during securities trading hours 3123 LLC - 3123 W Stolley Park Grand Island NE - member/treasurer - not investment related - 1 hour monthly/1 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-31 |
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