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Robert Dean Almquist

Wealth Management

Norfolk, NE

Wood River, NE

CRD 5430169

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Employer firm

Wealth Management CRD 137080

$3.71B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Management

125 South 4Th Street, Norfolk, NE 68701 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2007-12-21
  • NE RA
    APPROVED
    Since 2007-12-21

Branch Locations

125 South 4Th Street, Norfolk, NE 68701 • United States

Wood River, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Almquist, Maltzahn, Galloway & Luth, Pc Grand Island NE 09/1977 06/2024
Wealth Management Nebraska Norfolk NE 09/2007 Present
  • 09/1977 → 06/2024
    Almquist, Maltzahn, Galloway & Luth, Pc
    Grand Island, NE
  • 09/2007 → Present
    Wealth Management Nebraska
    Norfolk, NE
Other Businesses

Do All Construction - not investment related - 3550 W. Old Highway 30 Grand Island, NE 68803 - Real Estate Construction - Member - Approx. 50 hours monthly/Approx o hours monthly during securities trading hours - bookkeeping/general labor. Do All Properties - not investment related - 3550 W. Old Highway 30 Grand Island, NE 68803 - Real Estate - Member - Approx. 25 hours monthly/Approx o hours monthly during securities trading hours - real estate rentals. AMGL, P.C.- not investment related - 3123 W Stolley Park Road, Suite A Grand Island, NE 68801 - Consultant - Approx. 25 hours monthly/Approx 25 hours monthly during securities trading hours - real estate rentals.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-19
  • S65 Uniform Investment Adviser Law Examination
    2007-12-19

View on SEC IAPD

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