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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-30
TX RA APPROVED 2024-09-30
  • NY RA
    APPROVED
    Since 2024-09-30
  • TX RA
    APPROVED
    Since 2024-09-30

Branch Locations

70 N Country Rd Ste 301, Port Jefferson, NY 11777 • United States

88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Greenlawn NY 10/2012 09/2024
Wells Fargo Clearing Services, Llc Woodbury NY 09/2024 Present
Previous Registrations
  • 2012-10-01 → 2024-10-05
    Greenlawn, NY
    East Northport, NY
  • 2009-12-14 → 2012-10-01
    Chase Investment Services Corp.
    East Northport, NY
    East Northport, NY
    Huntington Station, NY
    Greenlawn, NY
    Northport, NY
    Greenlawn, NY
Other Businesses

TWO HAVENS BREWING COMPANY LLC; NOT INV RELATED; SMITHTOWN, NY; 20% OWNERSHIP; START DATE 1/27/2022; 2 HOURS PER MONTH; 0 DURING TRADING; CO-OWNER OF LLC THAT SELLS BEER AND MERCHANDISE TO INDIVIDUALS, RESTAURANTS AND BUSINESSES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-10
  • S66 Uniform Combined State Law Examination
    2007-12-10
Other Names
  • Gary Carruthers
  • Gary R Carruthers
  • Gary R. Carruthers

View on SEC IAPD

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