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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-04-17 |
| TX | RA | APPROVED | 2023-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Coral Gables | FL | 10/2012 | 03/2023 |
| Jp Morgan Chase Bank, N.A. | Coral Gables | FL | 02/2016 | 03/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Coral Gables | FL | 03/2023 | Present |
| Bank Of America, N.A. | Coral Gables | FL | 06/2023 | Present |
I*2227282, Entity Type: Entity For Profit, Name of OBA: No Name Yet - Frozen Food Business in Colombia, Address: Bogota, , 110221, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 03/17/2025, No Hours: 10 Monthly, No Hours during Trading: 1 Monthly, Duties: Frozen Food Wholesale in Colombia
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-24 |
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