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James Vincent Murphy

Neuenschwander Asset Management, LLC

Mcfarland, WI

CRD 5429513

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Employer firm

Neuenschwander Asset Management, LLC CRD 125179

$174M regulatory AUM 20 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuenschwander Asset Management, Llc

4893 Larson Beach Rd, Mcfarland, WI 53558 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-03-24
  • WI RA
    APPROVED
    Since 2023-03-24

Branch Locations

4893 Larson Beach Rd, Mcfarland, WI 53558 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuenschwander Asset Management Mcfarland WI 01/2008 Present
  • 01/2008 → Present
    Neuenschwander Asset Management
    Mcfarland, WI
Previous Registrations
Other Businesses

Pin High Properties, LLC, Oregon, WI, Co-Owner/Member of Residential Rental Property, Not Investment Related, Start date 03/2022, approx 4 hours per month, 0 during securities trading hours, Review property purchase opportunities, review property manager performance and banking oversight

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-09
  • S65 Uniform Investment Adviser Law Examination
    2007-06-09
Designations
  • Certified Financial Planner
Other Names
  • James Vincent Murphy

View on SEC IAPD

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