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Kuang Siv Te

LPl Enterprise, LLC

Pleasant Hill, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
VA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14
  • VA RA
    APPROVED
    Since 2024-11-14

Branch Locations

140 Gregory Lane Suite 170, Pleasant Hill, CA 94523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Plesant Hill CA 06/2008 11/2024
Prudential Insurance Company Of America Plesant Hill CA 06/2008 Present
Lpl Enterprise, Llc Plesant Hill CA 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-25
  • S66 Uniform Combined State Law Examination
    2008-01-25

View on SEC IAPD

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Other Offices

KESTRA ADVISORY SERVICES, LLC · Pleasant Hill, CA
MML INVESTORS SERVICES, LLC · PLEASANT HILL, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PLEASANT HILL, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Pleasant Hill, CA
AMERIPRISE FINANCIAL SERVICES, LLC · PLEASANT HILL, CA
J.P. MORGAN SECURITIES LLC · PLEASANT HILL, CA
WAGNER LOFTIN INVESTMENT SERVICES LLC · PLEASANT HILL, CA
500 KIMCHI MANAGEMENT COMPANY LLC · PLEASANT HILL, CA

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