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Mark Thomas Miner

Robert W. Baird & Co. Incorporated

Lynchburg, VA

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-23
TX RA APPROVED_RES 2022-08-01
VA RA APPROVED 2020-11-02
  • FL RA
    APPROVED
    Since 2022-09-23
  • TX RA
    APPROVED_RES
    Since 2022-08-01
  • VA RA
    APPROVED
    Since 2020-11-02

Branch Locations

5998 Boonsboro Road, Lynchburg, VA 24503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Davidson & Garrard, Inc. Lynchburg VA 08/2013 07/2017
Mml Investors Services, Llc Forest VA 11/2017 10/2020
Financial Designs/Massachusetts Mutual Life Insurance Company Forest VA 09/2017 10/2020
Rw Baird Lynchburg VA 10/2020 Present
  • 08/2013 → 07/2017
    Davidson & Garrard, Inc.
    Lynchburg, VA
  • 11/2017 → 10/2020
    Mml Investors Services, Llc
    Forest, VA
  • 09/2017 → 10/2020
    Financial Designs/Massachusetts Mutual Life Insurance Company
    Forest, VA
  • 10/2020 → Present
    Rw Baird
    Lynchburg, VA
Previous Registrations
  • 2018-10-03 → 2020-10-27
    Mml Investors Services, Llc
    Forest, VA
  • 2015-02-27 → 2017-09-15
    Davidson & Garrard Inc
    Lynchburg, VA
  • 2017-09-15 → 2017-09-15
    Captrust
    Lynchburg, VA
    Raleigh, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-02-09
S65 Uniform Investment Adviser Law Examination 2015-02-27
  • S63 Uniform Securities Agent State Law Examination
    2018-02-09
  • S65 Uniform Investment Adviser Law Examination
    2015-02-27
Other Names
  • Mark Miner
  • Mark T Miner

View on SEC IAPD

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Other Offices

DAVENPORT & COMPANY LLC · LYNCHBURG, VA
LPL FINANCIAL LLC · LYNCHBURG, VA
LPL FINANCIAL LLC · LYNCHBURG, VA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · LYNCHBURG, VA
CAPTRUST · Lynchburg, VA
RAYMOND JAMES & ASSOCIATES, INC. · Lynchburg , VA
MONTVUE CAPITAL MANAGEMENT, INC. · LYNCHBURG, VA
BROWN EDWARDS WEALTH STRATEGIES · LYNCHBURG, VA

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