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Richard Travis Terlau

Investment Answers

Louisville, KY

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Current Employers
Investment Answers

4205 Springhurst Boulevard Suite 102, Louisville, KY 40241 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-10-20
KY RA APPROVED 2013-12-23
IN RA APPROVED 2013-09-26
  • GA RA
    APPROVED
    Since 2021-10-20
  • KY RA
    APPROVED
    Since 2013-12-23
  • IN RA
    APPROVED
    Since 2013-09-26

Branch Locations

4205 Springhurst Boulevard Suite 102, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brookstone Financial Llc Louisville KY 05/2009 Present
Investment Answers Media, Inc. Louisville KY 04/2011 Present
Investment Answers Capital, Llc Louisville KY 12/2013 Present
Investment Answers Louisville KY 10/2006 Present
  • 05/2009 → Present
    Brookstone Financial Llc
    Louisville, KY
  • 04/2011 → Present
    Investment Answers Media, Inc.
    Louisville, KY
  • 12/2013 → Present
    Investment Answers Capital, Llc
    Louisville, KY
  • 10/2006 → Present
    Louisville, KY
Previous Registrations
Other Businesses

1) Brookstone Financial, LLC , Investment Related, 4205 Springhurst Blvd, Louisville, KY 40241, Insurance agency and utilizes the d/b/a Investment Answers., Insurance Agent/Owner, Start Date: 05/2009, 50 hours devoted per month, 45 hours devoted per month during securities trading hours, responsible for recognizing the need for insurance, if one exists, researching insurance companies and products, recommending insurance products to clients and prospective clients as applicable, servicing insurance policies for existing clients, helping beneficiaries with insurance policy claims, and maintaining continuing education and filing requirements. 2) Investment Answers Media, Inc., Investment Related, 4205 Springhurst Blvd, Louisville, KY 40241, IAM provides educational information to the general public with respect to generalized financial topics that can at times include general insurance and investments related concepts, Vice President, Start Date: 10/2006, 5-10 hours per month devoted, 0 hours per month devoted during securities trading hours, responsible for advising on the creation and development of educational content.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-13
  • S65 Uniform Investment Adviser Law Examination
    2007-08-13
Designations

View on SEC IAPD

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