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4205 Springhurst Boulevard Suite 102, Louisville, KY 40241 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-10-20 |
| KY | RA | APPROVED | 2013-12-23 |
| IN | RA | APPROVED | 2013-09-26 |
Branch Locations
4205 Springhurst Boulevard Suite 102, Louisville, KY 40241 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brookstone Financial Llc | Louisville | KY | 05/2009 | Present |
| Investment Answers Media, Inc. | Louisville | KY | 04/2011 | Present |
| Investment Answers Capital, Llc | Louisville | KY | 12/2013 | Present |
| Investment Answers | Louisville | KY | 10/2006 | Present |
1) Brookstone Financial, LLC , Investment Related, 4205 Springhurst Blvd, Louisville, KY 40241, Insurance agency and utilizes the d/b/a Investment Answers., Insurance Agent/Owner, Start Date: 05/2009, 50 hours devoted per month, 45 hours devoted per month during securities trading hours, responsible for recognizing the need for insurance, if one exists, researching insurance companies and products, recommending insurance products to clients and prospective clients as applicable, servicing insurance policies for existing clients, helping beneficiaries with insurance policy claims, and maintaining continuing education and filing requirements. 2) Investment Answers Media, Inc., Investment Related, 4205 Springhurst Blvd, Louisville, KY 40241, IAM provides educational information to the general public with respect to generalized financial topics that can at times include general insurance and investments related concepts, Vice President, Start Date: 10/2006, 5-10 hours per month devoted, 0 hours per month devoted during securities trading hours, responsible for advising on the creation and development of educational content.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-13 |
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