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Donald James Kennedy

Osaic Wealth, Inc.

Thousand Oaks, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-04
  • CA RA
    APPROVED
    Since 2024-01-04

Branch Locations

100 East Thousand Oaks Boulevard Suite 172, Thousand Oaks, CA 91360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Thousand Oaks CA 08/2001 Present
Previous Registrations
  • 2005-04-27 → 2023-12-31
    Osaic Wealth, Inc.
    Thousand Oaks, CA
    Thousand Oaks, CA
    Westlake Village, CA
    Thousand Oaks, CA
  • 2010-01-29 → 2019-08-20
    Wealthcare Alliance, Inc.
    Westlake Village, CA
  • 2003-09-17 → 2009-12-31
    Wealthcare Alliance, Inc.
    Thousand Oaks, CA
  • 2002-07-24 → 2004-01-15
    Wealth Care Planning
    Thousand Oaks, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-05
S63 Uniform Securities Agent State Law Examination 2000-03-27
  • S66 Uniform Combined State Law Examination
    2001-10-05
  • S63 Uniform Securities Agent State Law Examination
    2000-03-27
Other Names
  • Donald James Kennedy Jr.

View on SEC IAPD

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Other Offices

IBN ASSET MANAGEMENT, LLC · THOUSAND OAKS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Thousand Oaks, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Thousand Oaks, CA
LPL FINANCIAL LLC · THOUSAND OAKS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · THOUSAND OAKS, CA
STRATEGIC FINANCIAL · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA
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