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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-01-31
TX RA APPROVED_RES 2022-01-28
  • PA RA
    APPROVED
    Since 2022-01-31
  • TX RA
    APPROVED_RES
    Since 2022-01-28

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vicus Capital, Inc. (Formerly Pfg Financial Advisors) State College PA 03/2012 01/2020
Cetera Advisor Networks Llc Denver PA 09/2013 01/2020
M&T Securities Buffalo NY 01/2020 06/2021
Lpl Financial Llc Reading PA 06/2021 09/2021
The Vanguard Group, Inc. Malvern PA 12/2021 Present
Unemployed Denver PA 09/2021 12/2021
  • 03/2012 → 01/2020
    Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
    State College, PA
  • 09/2013 → 01/2020
    Cetera Advisor Networks Llc
    Denver, PA
  • 01/2020 → 06/2021
    M&T Securities
    Buffalo, NY
  • 06/2021 → 09/2021
    Reading, PA
  • 12/2021 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 09/2021 → 12/2021
    Unemployed
    Denver, PA
Previous Registrations
  • 2021-06-09 → 2021-10-08
    Wyomissing, PA
    Reading, PA
    Reading, PA
    Shillington, PA
    Reading, PA
    Birdsboro, PA
  • 2020-01-24 → 2021-06-09
    M&T Securities, Inc.
    Baltimore, MD
    Reading, PA
    Birdsboro, PA
    Reading, PA
    Shillington, PA
    Wyomissing, PA
    Reading, PA
  • 2012-04-13 → 2020-01-06
    Denver, PA
  • 2007-12-13 → 2012-04-02
    Ephrata, PA
    St Louis, MO
    Denver, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT RELATED ADDRESS (City/State): DENVER, PA NATURE OF BUSINESS: Insurance POSITION: NA START DATE (Month/Year): 11/2007 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: I am holding insurance license

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-29
  • S66 Uniform Combined State Law Examination
    2007-11-29
Other Names
  • Chris Lascarides
  • Chris C Lascarides
  • Christos C Lascarides

View on SEC IAPD

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