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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-01-31 |
| TX | RA | APPROVED_RES | 2022-01-28 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vicus Capital, Inc. (Formerly Pfg Financial Advisors) | State College | PA | 03/2012 | 01/2020 |
| Cetera Advisor Networks Llc | Denver | PA | 09/2013 | 01/2020 |
| M&T Securities | Buffalo | NY | 01/2020 | 06/2021 |
| Lpl Financial Llc | Reading | PA | 06/2021 | 09/2021 |
| The Vanguard Group, Inc. | Malvern | PA | 12/2021 | Present |
| Unemployed | Denver | PA | 09/2021 | 12/2021 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT RELATED ADDRESS (City/State): DENVER, PA NATURE OF BUSINESS: Insurance POSITION: NA START DATE (Month/Year): 11/2007 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: I am holding insurance license
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-29 |
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