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Thomas Michael Kozney

Mariner

Omaha, NE

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2019-03-11
  • NE RA
    APPROVED
    Since 2019-03-11

Branch Locations

13815 Fnb Parkway Suite 100, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 09/2007 07/2017
Securian Financial Services, Inc. Omaha NE 08/2017 04/2018
Renaissance Financial Corp. Omaha NE 08/2017 04/2018
First National Bank Omaha NE 05/2018 01/2019
Raymond James Financial Services, Inc. Omaha NE 06/2018 01/2019
Raymond James Financial Services Advisors, Inc. Omaha NE 06/2018 01/2019
Mariner Wealth Advisors Overland Park KS 02/2019 Present
  • 09/2007 → 07/2017
    Td Ameritrade
    Omaha, NE
  • 08/2017 → 04/2018
    Securian Financial Services, Inc.
    Omaha, NE
  • 08/2017 → 04/2018
    Renaissance Financial Corp.
    Omaha, NE
  • 05/2018 → 01/2019
    First National Bank
    Omaha, NE
  • 06/2018 → 01/2019
    Raymond James Financial Services, Inc.
    Omaha, NE
  • 06/2018 → 01/2019
    Raymond James Financial Services Advisors, Inc.
    Omaha, NE
  • 02/2019 → Present
    Mariner Wealth Advisors
    Overland Park, KS
Previous Registrations
  • 2018-06-21 → 2019-01-04
    Raymond James Financial Services Advisors, Inc
    Omaha, NE
  • 2017-09-14 → 2018-04-19
    Securian Financial Services, Inc.
    Omaha, NE
  • 2009-01-09 → 2017-07-28
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2009-01-09 → 2017-07-28
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-05
S63 Uniform Securities Agent State Law Examination 2008-04-30
  • S66 Uniform Combined State Law Examination
    2009-01-05
  • S63 Uniform Securities Agent State Law Examination
    2008-04-30
Other Names
  • Tom Michael Kozney

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

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