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Tonya Jones Griffith

Wells Fargo Clearing Services, LLC

Lake Charles, LA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-11-25
LA RA APPROVED 2011-08-24
  • TX RA
    APPROVED_RES
    Since 2013-11-25
  • LA RA
    APPROVED
    Since 2011-08-24

Branch Locations

2070 E Walnut Ste 101, Lake Charles, LA 70601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lake Charles LA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lake Charles LA 11/2016 Present
Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, LAKE CHARLES, LA, START: 1/27/2020, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-10-04
  • S63 Uniform Securities Agent State Law Examination
    2001-10-04
Other Names
  • Tonya J Griffith

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · LAKE CHARLES, LA
PROSPERITY CAPITAL ADVISORS · Lake Charles, LA
EDWARD JONES · LAKE CHARLES, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Lake Charles, LA
LPL FINANCIAL LLC · LAKE CHARLES, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LAKE CHARLES, LA
EAGLE STRATEGIES LLC · LAKE CHARLES, LA
EAGLE STRATEGIES LLC · LAKE CHARLES, LA

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