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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner Smith, Inc. | Saginaw | MI | 03/1998 | Present |
I*39407 For profit or not for profit: For-Profit Organization Name of outside business organization: Discount Glass LLC Investment related: N Address of business: Bay City, Michigan 48706 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 3/3/2011 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Spousal business that am 50% owner, but have no responsibilty. Auto sales, body work and mechanical.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-07-19 |
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