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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-02-13 |
| OH | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Cincinnati | OH | 04/2023 | 07/2025 |
| Jpmorgan Securities Llc | Cincinnati | OH | 04/2023 | 07/2025 |
| Pnc Bank Na | Cincinnati | OH | 02/2011 | 04/2023 |
| Us Bank | Cincinnati | OH | 07/2025 | Present |
| U.S. Bancorp Investments, Inc. | Cincinnati | OH | 09/2025 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Cincinnati | OH | 02/2026 | Present |
Northern Kentucky Chamber of Commerce; Not Investment-related; Fort Mitchell, KY; The Northern Kentucky Chamber of Commerce (NKY Chamber) is a nonprofit, membership-based business organization that represents and supports companies in the Northern Kentucky region.; Non-profit organization board; 04/21/2026; 05 hours/month; 01 hours/trading; Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-22 |
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