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Jeremy Garrett King

LPl Financial LLC

Spokane, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-01
WA RA APPROVED 2025-05-01
  • TX RA
    APPROVED
    Since 2025-05-01
  • WA RA
    APPROVED
    Since 2025-05-01

Branch Locations

918 S Monroe St Ste A, Spokane, WA 99204 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Plano TX 12/2014 05/2022
Grove Point Investment, Llc Rockville MD 05/2022 05/2025
Grove Point Advisors, Llc Rockville MD 05/2022 05/2025
Lpl Financial Llc Spokane WA 05/2025 Present
Previous Registrations
  • 2022-05-13 → 2025-05-01
    Grove Point Advisors, Llc
    Fort Worth, TX
    Rockville, MD
    Spokane, WA
    Spokane, WA
    Fort Worth, TX
  • 2015-01-02 → 2022-05-19
    Addison, TX
    Fort Worth, TX
    Addison, TX
  • 2014-08-08 → 2014-12-15
    Concourse Financial Group Securities, Inc.
    Arlington, TX
    Sugar Land, TX
    Dallas, TX
  • 2014-04-25 → 2014-05-07
    Td Ameritrade, Inc.
    Westlake, TX
  • 2014-05-06 → 2014-05-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
  • 2008-02-08 → 2010-01-06
    Fort Worth, TX
    Arlington, TX
    St Louis, MO
    Ft Worth, TX
    Arlington, TX
Other Businesses

1- 05/2025 - Jeremy and Allie King Investments, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 05/06/2022 - 5 hours per month/ during trading 2- 05/2025 - Mountain Sky Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/06/2022 - 160 hours per month/ during trading 3- 10/21/2025 - 05/2025 - Mountain Sky Wealth Management - Insurance - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 05/06/2022 - 5 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-06
S66 Uniform Combined State Law Examination 2008-02-05
  • S65 Uniform Investment Adviser Law Examination
    2025-02-06
  • S66 Uniform Combined State Law Examination
    2008-02-05
Other Names
  • Jeremy G King
  • Jeremy King

View on SEC IAPD

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