Neal Albert Richards

Employer firm

Axiom Wealth Strategies, LLC CRD 313124

$125M regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 04/2017
  Wells Fargo Advisors, Llc
  Bend, OR
• 03/2021 → Present
  Axiom Wealth Strategies, Llc
  Bend, OR
• 04/2017 → 12/2021
  Cascade Financial Strategies
  Bend, OR
• 10/2025 → Present
  Axiom Tax Strategies
  Bend, OR

Previous Registrations

• 2017-04-21 → 2021-12-31
  Cascade Financial Strategies
  Bend, OR
• 2012-08-10 → 2017-04-24
  Wells Fargo Clearing Services, Llc
  Bend, OR

Other Businesses

Name of the other business - Axiom Tax Strategies Whether the business is investment-related - No Address of the other business: Same as Axiom Wealth Strategies, LLC Nature of the other business : tax Title or relationship with the business - Owner/100% Start date of the relationship: October 2025 Approximate number of hours per month devoted to the business: 5 Hours per month during securities trading hours: 0 Brief description of your duties: oversight and business execution. Name of the other business: Immanual Classical School Whether the business is investment-related: No Address of the other business: None at this time? (12594 W Explorer Dr. Boise, ID 83713) Nature of the other business: Education Your title or relationship with the business: Board Member Start date of the relationship: 10/20/2025 Approximate number of hours per month devoted to the business: 30 hours per month Hours per month during securities trading hours: 0 zero hours Brief description of your duties: Organize and execute school duties.

Exams

• S66 Uniform Combined State Law Examination
  2012-08-09
• S63 Uniform Securities Agent State Law Examination
  2008-06-02