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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-04-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | East Dubuque | IL | 11/2015 | Present |
| Visionpoint Advisory Group, Llc | Dubuque | IL | 11/2015 | 04/2022 |
1. 12/18/2015 - United Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - 475 Cedar Cross Road, Dubuque, IA 52003 - START 12/4/2015 - 160 Hr/Mo; 40 Hours During Securities Trading; 100% TIME SPENT 2. 07/18/2016 - Integrity Life - Non-Variable Insurance - INV REL - 3255 Foothill Ct, Dubuque, IA 52001 - Start 06/14/2016 - 10 Hr/Mo; 10 Hours During Securities Trading 3. 8/8/2018 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:07/17/2018 - 10 Hours Per Month/10 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-07 |
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