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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-04 |
Branch Locations
140 Via Verde Suite 200, San Dimas, CA 91773 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc | Glendale | CA | 11/2013 | 01/2018 |
| Mml Investor Services | Pasadena | CA | 01/2018 | 11/2020 |
| Massachusetts Mutual Life Insurance Company | Pasadena | CA | 01/2018 | 11/2020 |
| Unemployed | Rancho Cucamonga | CA | 12/2020 | 04/2021 |
| Ameriprise Financial Services, Llc | Chino Hills | CA | 05/2021 | 10/2022 |
| Mutual Of America Securities Llc | San Diego | CA | 11/2022 | 06/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ontario | CA | 06/2023 | 12/2024 |
| Bank Of America, N.A. | Ontario | CA | 07/2023 | 12/2024 |
| New York Life Insurance Company | San Dimas | CA | 01/2025 | Present |
| Nylife Securities Llc | San Dimas | CA | 02/2025 | Present |
| Eagle Strategies Llc | San Dimas | CA | 03/2025 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 140 Via Verde Ste 200, San Dimas, CA 91773; start 01/2025; commissions; 40 hours per month, 40 hours during securities trading hours; insurance related]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-26 |
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