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Christopher David Puzio

Commonwealth Financial Network

San Dimas, CA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-23
CA RA APPROVED 2020-02-04
  • TX RA
    APPROVED
    Since 2026-03-23
  • CA RA
    APPROVED
    Since 2020-02-04

Branch Locations

425 W. Bonita Avenue #108, San Dimas, CA 91773 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Encino CA 06/2016 02/2020
Commonwealth Financial Network San Diego CA 02/2020 Present
Wallick Wealth Management San Dimas CA 02/2020 Present
Strategic Edge Wealth Management San Dimas CA 07/2024 Present
  • 06/2016 → 02/2020
    Lpl Financial, Llc
    Encino, CA
  • 02/2020 → Present
    Commonwealth Financial Network
    San Diego, CA
  • 02/2020 → Present
    Wallick Wealth Management
    San Dimas, CA
  • 07/2024 → Present
    Strategic Edge Wealth Management
    San Dimas, CA
Previous Registrations
Other Businesses

Fixed insurance sales; as of 11/22/2021; 2% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-03
  • S66 Uniform Combined State Law Examination
    2010-06-03
Designations

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
PLANMEMBER SECURITIES CORPORATION
EAGLE STRATEGIES LLC

Other Investors

OPINDER KAUR MARWAH
PRABHJIT SINGH MARWAH
RYAN PATRICK TOLAN
CAITLIN PATRICE TOLAN
DUVAN CHIANG
ROBERT MICHAEL LINZAY
IVAN ALBARRAN
Shujuan Yan

Other Offices

OSAIC WEALTH, INC. · SAN DIMAS, CA
AMERIPRISE FINANCIAL SERVICES, LLC · San Dimas, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · SAN DIMAS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Dimas, CA
J.P. MORGAN SECURITIES LLC · SAN DIMAS, CA
LPL FINANCIAL LLC · SAN DIMAS, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Glendora, CA
PLANMEMBER SECURITIES CORPORATION · SAN DIMAS, CA

More in San Dimas, CA

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