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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-19
CA RA APPROVED 2015-05-29
  • TX RA
    APPROVED_RES
    Since 2018-09-19
  • CA RA
    APPROVED
    Since 2015-05-29

Branch Locations

530 W Bonita Ave, San Dimas, CA 91773 • United States

Upland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Dimas CA 05/2015 03/2020
Ameriprise Financial Services, Llc San Dimas CA 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 9685 Northampton Dr., , Rancho Cucamonga, CA, 91737; Not Investment-Related; 10/21/2021. Other Business Activities; Coordinate/Facilitate Financial Peace University at Church; Coordinate/Facilitate Video Series on Financial Responsibility at Church; One & All Church 7576 Etiwanda AvenueEtiwanda, CA 917, , Rancho Cucamonga, N/A, 91737; Not Investment-Related; 09/22/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-30
S63 Uniform Securities Agent State Law Examination 2000-12-01
  • S65 Uniform Investment Adviser Law Examination
    2005-09-30
  • S63 Uniform Securities Agent State Law Examination
    2000-12-01
Other Names
  • Mike Linzay
  • Robert M Linzay

View on SEC IAPD

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