Christopher John Finlinson

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 11/2019
  E*Trade Securities Llc
  Sandy, UT
• 08/2016 → 11/2019
  E*Trade Capital Management Llc
  Sandy, UT
• 11/2019 → Present
  E*Trade Securities Llc
  Sandy, UT
• 11/2019 → Present
  E*Trade Capital Management Llc
  Sandy, UT
• 10/2022 → Present
  Morgan Stanley
  Holladay, UT
• 12/2022 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2015-06-29 → 2022-10-31
  Harrisdirect Llc
  Sandy, UT
  Arlington, VA

Exams

• S66 Uniform Combined State Law Examination
  2015-06-25
• S63 Uniform Securities Agent State Law Examination
  2008-04-12

Other Names

• Christopher J Finlinson