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Christopher John Finlinson

Morgan Stanley

Holladay, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-10-31
TX RA APPROVED 2022-10-24
  • UT RA
    APPROVED
    Since 2022-10-31
  • TX RA
    APPROVED
    Since 2022-10-24

Branch Locations

6510 South Millrock Drive Suite 100, Holladay, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 08/2016 11/2019
E*Trade Capital Management Llc Sandy UT 08/2016 11/2019
E*Trade Securities Llc Sandy UT 11/2019 Present
E*Trade Capital Management Llc Sandy UT 11/2019 Present
Morgan Stanley Holladay UT 10/2022 Present
Morgan Stanley Private Bank, N.A New York NY 12/2022 Present
  • 08/2016 → 11/2019
    E*Trade Securities Llc
    Sandy, UT
  • 08/2016 → 11/2019
    E*Trade Capital Management Llc
    Sandy, UT
  • 11/2019 → Present
    E*Trade Securities Llc
    Sandy, UT
  • 11/2019 → Present
    E*Trade Capital Management Llc
    Sandy, UT
  • 10/2022 → Present
    Morgan Stanley
    Holladay, UT
  • 12/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2015-06-29 → 2022-10-31
    Harrisdirect Llc
    Sandy, UT
    Arlington, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-25
S63 Uniform Securities Agent State Law Examination 2008-04-12
  • S66 Uniform Combined State Law Examination
    2015-06-25
  • S63 Uniform Securities Agent State Law Examination
    2008-04-12
Other Names
  • Christopher J Finlinson

View on SEC IAPD

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CYDNIE CALLAWAY
CHRISTOPHER R SOUTAS
COREE L SULLIVAN
DYLAN VINCENT SHEPHERD
NICOLE SUTORIUS
CATHLEEN ANN WRIGHT
STEPHANIE J DAIGLE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · HOLLADAY, UT
OSAIC WEALTH, INC. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · Holladay, UT
LPL FINANCIAL LLC · HOLLADAY, UT
STRATOS WEALTH PARTNERS, LTD · Holladay, UT
STRATOS WEALTH PARTNERS, LTD · Holladay, UT
STRATOS WEALTH PARTNERS, LTD · Holladay, UT
STRATOS WEALTH PARTNERS, LTD · Holladay, UT

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