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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-22
AL RA APPROVED 2011-12-14
  • TX RA
    APPROVED_RES
    Since 2025-07-22
  • AL RA
    APPROVED
    Since 2011-12-14

Branch Locations

4720 Chace Circle, Hoover, AL 35244 • United States

809 Downtowner Blvd., Mobile, AL 36609 • United States

309 West Maple Avenue, Geneva, AL 36340 • United States

101 20Th St S Ste 101, Birmingham, AL 35233 • United States

2150 Gadsden Highway, Birmingham, AL 35173 • United States

85466 Madison Blvd, Madison, AL 35758 • United States

696 N Silver Hills Drive Suite 107, Prattville, AL 36066 • United States

109 River Square Plaza, Hueytown, AL 35023 • United States

3439 Colonnade Pkwy Ste 100, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alabama Telco Credit Union Montgomery AL 01/2005 Present
Lpl Financial Hoover AL 11/2011 Present
  • 01/2005 → Present
    Alabama Telco Credit Union
    Montgomery, AL
  • 11/2011 → Present
    Lpl Financial
    Hoover, AL
Previous Registrations
  • 2005-09-19 → 2011-12-16
    Cuna Brokerage Services, Inc.
    Hoover, AL
    Birmingham, AL
    Montgomery, AL
    Montgomery, AL
Other Businesses

(1) 09/12/2014 - REAL ESTATE RENTAL - TIME SPENT 1 HOUR PER MONTH - HOOVER, AL (2) 01/12/2015 - AVADIAN FINANCIAL SERVICES -DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 160 HOURS PER MONTH -HOOVER, AL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-31
S63 Uniform Securities Agent State Law Examination 2000-04-20
  • S66 Uniform Combined State Law Examination
    2005-08-31
  • S63 Uniform Securities Agent State Law Examination
    2000-04-20

View on SEC IAPD

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