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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2013-11-01 |
Branch Locations
907 Main Street, Suite 102, Stroudsburg, PA 18360 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
670 North River St Ste 303, Wilkes Barre, PA 18702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Stroudsburg | PA | 10/2013 | Present |
| Private Advisor Group, Llc | Stroudsburg | PA | 11/2013 | Present |
(1) 10/10/13-DBA ONLY/WEALTH STRATEGIES & MANAGEMENT, LLC/100%/STROUDSBURG, PA (2) 03/10/2014 - NON-VARIABLE INSURANCE - WE WOULD LIKE TO HAVE THE ABILITY TO WRITE FIXED INSURANCE THROUGH AN OUTSIDE AGENCY. - 5% OF TIME SPENT - STROUDSBURG, PA. (3) 11/28/2018 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 11/20/2018 - 10 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/28/2018. I expect to spend approximately 10 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-17 |
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