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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-06
IL RA APPROVED 2021-09-30
  • TX RA
    APPROVED_RES
    Since 2026-01-06
  • IL RA
    APPROVED
    Since 2021-09-30

Branch Locations

1200 Ogden Avenue, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Chicago IL 09/2007 09/2021
J.P. Morgan Securities Llc La Grange IL 10/2012 09/2021
Jpmorgan Chase Bank, N.A. Downers Grove IL 09/2021 Present
J.P. Morgan Securities Llc Downers Grove IL 09/2021 Present
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/1/2019 ADDRESS: 7109 BERWYN, IL. DETAILS: Rental Property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-01
S63 Uniform Securities Agent State Law Examination 2007-10-23
  • S66 Uniform Combined State Law Examination
    2021-07-01
  • S63 Uniform Securities Agent State Law Examination
    2007-10-23

View on SEC IAPD

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