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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-27 |
| OH | RA | APPROVED | 2016-11-30 |
Branch Locations
10100 Innovation Drive Suite 160, Dayton, OH 45342 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tmfs Advisors, Llc | Overland Park | KS | 09/2014 | 11/2016 |
| Financial Engines Advisors L.L.C. | Dayton | OH | 11/2016 | Present |
12/2009-PRESENT, K AND M ACRES, MT HEALTHY, OH, NOT INVESTMENT RELATED, FARMING, VICE PRESIDENT, 0 HOURS PER MONTH, 0 HOURS DAILY DURING SECURITIES TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-19 |
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