Richard Cossa

Charles Schwab & Co., Inc.

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-04-17

NY RA
APPROVED

Since 2026-04-17

Branch Locations

77 South Moger Ave, Mt Kisco, NY 10549 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors	Paramus	NJ	10/2015	02/2021
Ameriprise Financial Services Inc	Greenwich	CT	02/2021	03/2021
Mahoney Asset Management	Montvale	NJ	05/2021	01/2023
Fidelity Investments	Boston	MA	01/2023	03/2026
Charles Schwab & Co., Inc.	Mount Kisco	NY	04/2026	Present
Charles Schwab Bank, Ssb	Mount Kisco	NY	04/2026	Present

10/2015 → 02/2021

Lincoln Financial Advisors

Paramus, NJ
02/2021 → 03/2021

Ameriprise Financial Services Inc

Greenwich, CT
05/2021 → 01/2023

Mahoney Asset Management

Montvale, NJ
01/2023 → 03/2026

Fidelity Investments

Boston, MA
04/2026 → Present

Charles Schwab & Co., Inc.

Mount Kisco, NY
04/2026 → Present

Charles Schwab Bank, Ssb

Mount Kisco, NY

Previous Registrations

2025-03-31 → 2026-04-02

Strategic Advisers Llc

New City, NY

Boston, MA
2023-04-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

New City, NY
2021-04-28 → 2023-02-06

Nfsg Corporation

Montvale, NJ

Boca Raton, FL
2021-02-26 → 2021-03-31

Ameriprise Financial Services, Llc

Greenwich, CT
2015-10-16 → 2021-03-03

Osaic Fa, Inc.

Paramus, NJ
2014-04-25 → 2015-10-22

J.P. Morgan Securities Llc

Suffern, NY

Haverstraw, NY

Chestnut Ridge, NY

Pearl River, NY

Chestnut Ridge, NY

Haverstraw, NY

Pearl River, NY

Spring Valley, NY
2013-03-14 → 2014-04-11

Modern Capital Advisors, Llc

New City, NY

Raleigh, NC
2011-06-03 → 2013-03-15

Oppenheimer & Co. Inc.

Jericho, NY

Fishkill, NY

Saddle Brook, NJ
2008-06-25 → 2011-06-13

Wells Fargo Clearing Services, Llc

New City, NY
2008-02-05 → 2008-06-09

Morgan Stanley & Co. Llc

Pearl River, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-18

S66 Uniform Combined State Law Examination

2008-01-18

Other Names

Rich Cossa
Richard J Cossa
Richard Cossa

View on SEC IAPD

Other Firms

KEY INVESTMENT SERVICES LLC

J.P. MORGAN SECURITIES LLC

INTERSTATE FINANCIAL GROUP, INC.

DSM CAPITAL PARTNERS

OSAIC WEALTH, INC.

CLARITY INVESTMENTS + PLANNING LLC

KESTRA ADVISORY SERVICES, LLC

Other Investors

Michael Paul Montaldo

Anthony Joseph Viviano

JOHN MADISON ROTH

Michael Robert Ceccherelli

Edward Denis Quick

Other Offices

CHARLES SCHWAB & CO., INC. · MOUNT KISCO, NY

KEY INVESTMENT SERVICES LLC · MT. KISCO, NY

J.P. MORGAN SECURITIES LLC · Mount Kisco, NY

J.P. MORGAN SECURITIES LLC · MOUNT KISCO, NY

INTERSTATE FINANCIAL GROUP, INC. · MT. KISCO, NY

EDWARD JONES · MT KISCO, NY

DSM CAPITAL PARTNERS · MOUNT KISCO, NY

OSAIC WEALTH, INC. · MOUNT KISCO, NY

More in Mt Kisco, NY

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