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Robert Torpy Miller

Sharebuilder 401K

Seattle, WA

Bozeman, MT

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Current Employers
Sharebuilder 401K

801 Second Ave Suite 1400, Seattle, WA 98104 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-07-16
  • WA RA
    APPROVED
    Since 2019-07-16

Branch Locations

801 Second Ave Suite 1400, Seattle, WA 98104 • United States

Bozeman, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Bozeman MT 04/2016 07/2019
Sharebuilder Advisors Seattle WA 07/2021 Present
Sharebuilder Advisors Seattle WA 07/2019 07/2021
  • 04/2016 → 07/2019
    Unemployed
    Bozeman, MT
  • 07/2021 → Present
    Sharebuilder Advisors
    Seattle, WA
  • 07/2019 → 07/2021
    Sharebuilder Advisors
    Seattle, WA
Previous Registrations
  • 2006-07-25 → 2016-04-11
    Capital One Advisors, Llc
    Mclean, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-22
S63 Uniform Securities Agent State Law Examination 2002-06-13
  • S65 Uniform Investment Adviser Law Examination
    2006-06-22
  • S63 Uniform Securities Agent State Law Examination
    2002-06-13
Designations

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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