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Jeffrey Brian Smits

Wedbush Securities Inc.

Newport Beach, CA

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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-05
  • CA RA
    APPROVED
    Since 2023-07-05

Branch Locations

500 Newport Center Dr Ste 850, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Saint Louis MO 03/2016 07/2023
Wedbush Securities Los Angeles CA 07/2023 Present
  • 03/2016 → 07/2023
    Edward Jones
    Saint Louis, MO
  • 07/2023 → Present
    Wedbush Securities
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-09
  • S66 Uniform Combined State Law Examination
    2008-06-09

View on SEC IAPD

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