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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-04-30
OK RA APPROVED 2010-03-19
TX RA APPROVED 2010-03-19
  • NM RA
    APPROVED
    Since 2025-04-30
  • OK RA
    APPROVED
    Since 2010-03-19
  • TX RA
    APPROVED
    Since 2010-03-19

Branch Locations

211 N Robinson Ave, Oklahoma City, OK 73102 • United States

Edmond, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oklahoma City OK 03/2010 Present
Bank Of America, N.A. Oklahoma City OK 04/2010 Present
Previous Registrations
Other Businesses

I*121298 For profit or not for profit: For-Profit Organization Name of outside business organization: Z and Silver Fox Flips Restoration and Art LLC Investment related: N Address of business: Edmond, Oklahoma 73025 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 11/15/2018 Number of hours devoted: 25 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I paint (fine arts) and donate to charities and other organizations to help them raise funds.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-23
  • S66 Uniform Combined State Law Examination
    2007-12-23
Other Names
  • Stephen Grimes

View on SEC IAPD

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