Richard Harris Heckard

Current Employers

Employment History

• 02/2010 → 11/2023
  Fsc Securities Corporation
  Rock Hill, SC
• 01/2010 → Present
  Continuum Capital Advisory, Llc
  Rock Hill, SC
• 09/2007 → Present
  Heckard Financial Services
  Rock Hill, SC
• 11/2023 → Present
  Osaic Wealth, Inc.
  Rock Hill, SC

Previous Registrations

• 2010-02-26 → 2023-11-03
  Fsc Securities Corporation
  Rock Hill, SC

Other Businesses

1. FIXED INSURANCE POSITION: agent NATURE: sole prop for sales of insurance (life, LTC etc.)...business runs through the BD. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/06/2018 ADDRESS: 1922 India Hook Road, Rock Hill SC 29732, United States DESCRIPTION: Providing fixed insurance to clients/prospects. 2. WESTMINSTER TOWERS BOARD OF DIRECTORS POSITION: board memver NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/06/2018 ADDRESS: 1330 India Hook Road, Rock Hill SC 29732, United States DESCRIPTION: board member 3. INSTITUTE FOR RETIREMENT & TAX EDUCATION POSITION: president NATURE: The non-profit entity will provide financial education in collaboration with my CPA firm. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/19/2019 ADDRESS: 1922 India Hook Road, Rock Hill SC 29732, United States DESCRIPTION: To manage a non-profit entity that provides financial training and education as a benefit to our community. 4. CONTINUUM CAPITAL ADVISORY, LLC POSITION: President NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2010 ADDRESS: 1192 India Hook Road Rock Hill, SC 29732, Rock Hill SC 29732, United States DESCRIPTION: Providing investment advice and management services, as well as tax services to individuals and companies. 5. HECKARD & HOWELL CPAS POSITION: owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 01/19/2018 ADDRESS: 1922 India Hook Road, Rock Hill SC 29732, United States DESCRIPTION: Basic tax return preparation services as well as tax planning advice and overall budgeting, cash flow, financial planning and education from time to time. 6. YORK COUNTY NATURAL GAS AUTHORITY POSITION: Member of board of directors NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/21/2023 ADDRESS: 979 W. Main Street, Rock HIll SC 29730, United States DESCRIPTION: Member of the board of directors

Exams

• S66 Uniform Combined State Law Examination
  2010-02-23

Other Names

• Richard Heckard