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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-02 |
| CA | RA | APPROVED | 2026-06-01 |
Branch Locations
3630 Mt Diablo Blvd, Lafayette, CA 94549 • United States
2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Oakland | CA | 06/2026 | Present |
| J.P. Morgan Securities Llc | Brentwood | CA | 02/2016 | 06/2026 |
| Jpmorgan Chase Bank, N.A. | Brentwood | CA | 02/2016 | 06/2026 |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 3/1/2004 ADDRESS: 2105 ANTIOCH, CA DETAILS: rental prop INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 3 HOURS DURING TRADING: 0 RENTAL PROPERTY - 2105 MEREDITH WAY ; INV RELATED;ANTIOCH,CA; 100% OWNERSHIP ; START DATE: 06/09/2026; 3 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY; INV RELATED;ANTIOCH,CA; RENTAL;100% OWNERSHIP; START DATE: 07/01/2003; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-22 |
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