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Nicole Russo Hanson

Mai Capital Management, LLC

Lafayette, CA

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-24
TX RA APPROVED 2025-01-24
  • CA RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED
    Since 2025-01-24

Branch Locations

251 Lafayette Circle Suite 250, Lafayette, CA 94549 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concentric Wealth Management Llc Lafayette CA 09/2016 12/2024
Mai Capiral Management Llc Lafayette CA 01/2025 Present
  • 09/2016 → 12/2024
    Concentric Wealth Management Llc
    Lafayette, CA
  • 01/2025 → Present
    Mai Capiral Management Llc
    Lafayette, CA
Previous Registrations
  • 2016-10-05 → 2025-01-24
    Concentric Wealth Management Llc
    Lafayette, CA
  • 2011-08-26 → 2016-09-09
    Personal Financial Consultants Securities Corporation
    Pleasant Hill, CA
    Oakland, CA
  • 2002-10-10 → 2004-06-07
    Valic Financial Advisors, Inc.
    San Mateo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-09
S63 Uniform Securities Agent State Law Examination 2001-11-09
  • S65 Uniform Investment Adviser Law Examination
    2002-10-09
  • S63 Uniform Securities Agent State Law Examination
    2001-11-09
Designations
Other Names
  • Nicole Buford Russo

View on SEC IAPD

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Other Offices

ASAGE FINANCIAL LLC · LAFAYETTE, CA
BIG 7 VENTURES MANAGEMENT, LLC · LAFAYETTE, CA
PILTINGSRUD CAPITAL MANAGEMENT, LLC · LAFAYETTE, CA
SWIFT VENTURES · LAFAYETTE, CA
GARNER FINANCIAL MANAGEMENT · LAFAYETTE, CA
TRABD LLC · LAFAYETTE, CA
TPE MANAGER LLC · LAFAYETTE, CA
LPL FINANCIAL LLC · LAFAYETTE, CA

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