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Chad M Romney

Morgan Stanley

South Jordan, UT

West Jordan, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-28
UT RA APPROVED 2022-01-27
  • TX RA
    APPROVED
    Since 2022-01-28
  • UT RA
    APPROVED
    Since 2022-01-27

Branch Locations

680 West 10000 South, South Jordan, UT 84095 • United States

West Jordan, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Salt Lake City UT 08/2007 11/2016
Goldman Sachs & Co. Llc Salt Lake City UT 11/2016 11/2018
Fidelity Brokerage Services, Llc Salt Lake City UT 11/2018 10/2020
Morgan Stanley Smith Barney Llc South Jordan UT 12/2021 Present
Unemployed West Jordan UT 10/2020 12/2021
  • 08/2007 → 11/2016
    Fidelity Brokerage Services, Llc
    Salt Lake City, UT
  • 11/2016 → 11/2018
    Goldman Sachs & Co. Llc
    Salt Lake City, UT
  • 11/2018 → 10/2020
    Fidelity Brokerage Services, Llc
    Salt Lake City, UT
  • 12/2021 → Present
    Morgan Stanley Smith Barney Llc
    South Jordan, UT
  • 10/2020 → 12/2021
    Unemployed
    West Jordan, UT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-25
S66 Uniform Combined State Law Examination 2012-01-17
S63 Uniform Securities Agent State Law Examination 2007-11-10
  • S65 Uniform Investment Adviser Law Examination
    2022-01-25
  • S66 Uniform Combined State Law Examination
    2012-01-17
  • S63 Uniform Securities Agent State Law Examination
    2007-11-10
Other Names
  • Chad Romney
  • Chad Miles Romney

View on SEC IAPD

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Other Offices

LPG CAPITAL MANAGEMENT · SOUTH JORDAN, UT
LPL FINANCIAL LLC · SOUTH JORDAN, UT
OSAIC WEALTH, INC. · SOUTH JORDAN, UT
PORTSIDE WEALTH GROUP, LLC · South Jordan, UT
DIVERGENT WEALTH ADVISORS, LLC · SOUTH JORDAN, UT
WEALTHSPIRE RETIREMENT ADVISORY · South Jordan, UT
D.A. DAVIDSON & CO. · SOUTH JORDAN, UT
WEALTHSPIRE RETIREMENT ADVISORY · South Jordan, UT

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