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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-09-24 |
Branch Locations
711 E Henderon Avenue, Tampa, FL 33602 • United States
Tampa, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gte Federal Credit Union | Tampa | FL | 09/2015 | Present |
| Cetera Investment Advisers Llc | Tampa | FL | 09/2015 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 09/2015 | Present |
1.)Heat Shrink Tubing, Seacoast Electronics. 2-3000 annually, 1 hr/wk admin duties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-25 |
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