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David A. Ziff

J.P. Morgan Securities LLC

Plainview, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-24
TX RA APPROVED_RES 2013-09-24
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-11-24
  • TX RA
    APPROVED_RES
    Since 2013-09-24
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

1667 Old Country Road, Plainview, NY 11803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Baldwin NY 10/2012 04/2018
Jp Morgan Chase Bank, N.A. Rockville Centre NE 08/2014 04/2018
J.P. Morgan Securities Llc Plainview NY 04/2018 Present
Jpmorgan Chase Bank, N.A. Plainview NY 04/2018 Present
Previous Registrations
  • 2010-05-12 → 2012-10-01
    Chase Investment Services Corp.
    Baldwin, NY
    Oceanside, NY
    Rockvile Center, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-01
  • S66 Uniform Combined State Law Examination
    2009-06-01
Other Names
  • David Aaron Ziff

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · PLAINVIEW, NY
CONCURRENT INVESTMENT ADVISORS, LLC · Plainview, NY
CITIGROUP GLOBAL MARKETS INC. · PLAINVIEW, NY
LPL FINANCIAL LLC · PLAINVIEW, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Plainview, NY
OSAIC WEALTH, INC. · PLAINVIEW, NY
FINANCIAL BOSS · PLAINVIEW, NY
ARCAP PARTNERS LLC · PLAINVIEW, NY

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