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Stacey Lynn King

Morgan Stanley

Cincinnati, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-13
OH RA APPROVED 2022-04-11
  • TX RA
    APPROVED
    Since 2022-04-13
  • OH RA
    APPROVED
    Since 2022-04-11

Branch Locations

7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc Cincinnati OH 11/2013 02/2022
Morgan Stanley Smith Barney Llc Cincinnati OH 02/2022 Present
  • 11/2013 → 02/2022
    Raymond James & Associates Inc
    Cincinnati, OH
  • 02/2022 → Present
    Morgan Stanley Smith Barney Llc
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-08
S63 Uniform Securities Agent State Law Examination 2014-12-23
  • S66 Uniform Combined State Law Examination
    2022-04-08
  • S63 Uniform Securities Agent State Law Examination
    2014-12-23
Other Names
  • Stacey Lynn Modery
  • Stacey Lynn Witte

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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