Craig Arnold Arfsten

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Lpl Financial Llc
  Greenwood Village, CO
• 03/2017 → Present
  Prosperion Corporate Wellness, Llc
  Greenwood Village, CO

Previous Registrations

• 2023-01-23 → 2023-12-31
  Prosperion Corporate Wellness
  Greenwood Village, CO
• 2017-06-13 → 2022-12-31
  Prosperion Corporate Wellness
  Greenwood Village, CO
• 2009-06-01 → 2009-07-23
  Morgan Stanley
  Greenwood Village, CO
• 2001-02-22 → 2009-06-01
  Citigroup Global Markets Inc.
  Englewood, CO
  Englewood, CO

Other Businesses

1. 3/7/2011 - Prosperion Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/25/2015 - Capstone Planning Solutions LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/11/15 - NO TIME SPENT - I will be referring business to Paul M Hallmark-CSA, CLTC and NEB and in return will be sharing in the commissions. 3. 11/28/2017 - Prosperion Corporate Wellness - DBA: (FP) Prosperion Financial Advisors - Registered Investment Advisor DBA - Started 06/13/2017 - 5 Hours Per Month During Securities Trading - I provide financial planning and consulting services through Prosperion Corporate Wellness, an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-30
• S63 Uniform Securities Agent State Law Examination
  1998-10-21

Other Names

• Craig Arnold Arfsten
• Craig Arnold Arfsten