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191 Rosa Parks Street, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Cincinnati | OH | 06/2013 | 06/2019 |
| Kestra Financial, Inc. | Cincinnati | OH | 07/2019 | 06/2020 |
| Larmann Financial | Cincinnati | OH | 07/2019 | 07/2020 |
| Truepoint Wealth Counsel | Cincinnati | OH | 07/2020 | 06/2022 |
| Ubs Financial Services Inc | Cincinnati | OH | 06/2022 | 12/2022 |
| Massmutual Ascend Life Insurance Company | Cincinnati | OH | 01/2023 | Present |
| Mm Ascend Life Investor Services, Llc | Cincinnati | OH | 01/2023 | Present |
1.) BHaasPhotos.com, not investment related, address is residential address, online photo print shop, creator and manager of the site and photos, not related to any other securities business, began in March 2022 using Wix as the host, 0-1 hours devoted per month, 0 hours devoted during trading hours, used for posting photos and prints for the public to purchase 2.) MassMutual Ascend Life Insurance Company (MMALIC), located at 191 Rosa Parks Street, Cincinnati, Ohio 45202 is the parent company of MM Ascend Life Investor Services, LLC (MMALIS). MMALIC issues annuities, including registered annuity products. MMALIS serves as the distributor for MMALIC's registered annuities. Brenda works for MassMutual Ascend Life Insurance Company's Annuity Operations division. Position: Product Suitability Analyst; full-time occupation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-13 |
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