Leonor Mladenik

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Scottsdale, AZ
• 11/2016 → 12/2022
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
• 12/2022 → Present
  Lpl Financial Llc
  Phoenix, AZ

Previous Registrations

• 2016-05-18 → 2022-12-16
  Wells Fargo Clearing Services, Llc
  Phoenix, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Phoenix, AZ
  Phoenix, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Phoenix, AZ
• 2012-10-01 → 2016-05-10
  J.P. Morgan Securities Llc
  Phoenix, AZ
  Phoenix, AZ
  Glendale, AZ
  Glendale, AZ
  Glendale, AZ
  Peoria, AZ
  Phoenix, AZ
  Glendale, AZ
  Glendale, AZ
• 2006-11-01 → 2012-10-01
  Chase Investment Services Corp.
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ

Other Businesses

1. 2/28/2023 - KLMM ENTERPRISE LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 12/23/2022 - 5 Hours Per Month/5 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-10-19
• S63 Uniform Securities Agent State Law Examination
  2002-06-07

Other Names

• Leonor Sturgis
• Leonor Kasik
• Leonor Mccurry
• Leonor Kasik
• Leonor Mcbride