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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-14
NM RA APPROVED 2010-02-04
  • TX RA
    APPROVED_RES
    Since 2017-09-14
  • NM RA
    APPROVED
    Since 2010-02-04

Branch Locations

8100 Lang Ave Ne Suite 102, Albuquerque, NM 87109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Albuquerque NM 03/2008 Present
Mml Investors Services Albuquerque NM 03/2009 Present
  • 03/2008 → Present
    Massmutual
    Albuquerque, NM
  • 03/2009 → Present
    Mml Investors Services
    Albuquerque, NM
Other Businesses

Name: Keith Padilla Insurance Services Inv rel: Y Add: 3012 McCoy PL NE, Albuquerque, NM 87106 Nature: Life Insurance sales Position: Agent Start date: 11/01/2016 No. HR/MO: 1 No. HR/MO during sec trading: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-25
S63 Uniform Securities Agent State Law Examination 2009-05-22
  • S65 Uniform Investment Adviser Law Examination
    2009-09-25
  • S63 Uniform Securities Agent State Law Examination
    2009-05-22

View on SEC IAPD

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