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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-08 |
| CA | RA | APPROVED | 2025-10-31 |
| TX | RA | APPROVED | 2025-10-31 |
Branch Locations
11149 Research Blvd Ste 280, Austin, TX 78759-5270 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 06/2011 | 08/2021 |
| Bbva Securities Inc. | Austin | TX | 05/2013 | 08/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 06/2001 | 08/2021 |
| Bbva Wealth Solutions Inc. | Austin | TX | 09/2015 | 08/2021 |
| Pnc Investments | Austin | TX | 08/2021 | 10/2025 |
| Ameriprise Financial Services, Llc | Austin | TX | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-27 |
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