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Christopher Glenn Newey

Stifel, Nicolaus & Company, Incorporated

Grass Valley, CA

CRD 5422153

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-17
CA RA APPROVED 2010-03-30
  • TX RA
    APPROVED_RES
    Since 2019-01-17
  • CA RA
    APPROVED
    Since 2010-03-30

Branch Locations

404 Sierra College Drive, Grass Valley, CA 95945 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Grass Valley CA 01/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-24
S63 Uniform Securities Agent State Law Examination 2007-11-02
  • S66 Uniform Combined State Law Examination
    2010-02-24
  • S63 Uniform Securities Agent State Law Examination
    2007-11-02
Other Names
  • Chris Glenn Newey

View on SEC IAPD

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RICK LANE HANSEN
JANICE MICHELLE DUNN
PRESTON L DANIELLS

Nearby Offices

ROBERT W. BAIRD & CO. INCORPORATED · GRASS VALLEY, CA
OSTROFE FINANCIAL CONSULTANTS INC · GRASS VALLEY, CA
SCINTO GROUP LLP · GRASS VALLEY, CA

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