Anthony Michael Roth

Employer firm

Wilmington Trust Investment Advisors, Inc. CRD 106909

$17.8B regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  Wilmington Trust Company
  Wilmington, DE
• 10/2014 → Present
  M&T Securities
  Wilmington, DE

Previous Registrations

• 2008-08-18 → 2012-12-18
  Ubs Financial Services Inc.
  Weehawken, NJ
  New York, NY
  Weehawken, NJ
• 2006-04-19 → 2008-06-16
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY

Other Businesses

11/2014 MANUFACTURERS & TRADERS TRUST COMPANY ("M&T BANK"), ONE M&T PLAZA, BUFFALO, NY 14203; EMPLOYEE OF M&T BANK. THE MAJORITY OF HOURS ARE DEDICATED TO BANKING RELATED FUNCTIONS. 11/30/2016; WILMINGTON TRUST, N.A., ONE M&T PLAZA, BUFFALO, NY 14203; EMPLOYEE OF WILMINGTON TRUST, N.A. THE MAJORITY OF HOURS ARE DEDICATED TO BANKING RELATED FUNCTIONS).

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-04-05
• S63 Uniform Securities Agent State Law Examination
  2001-03-14

Other Names

• Anthony Roth
• Anthony M Roth