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Patrick Robert Rohde

Morgan Stanley

Middleton, WI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
WI RA APPROVED 2014-03-10
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • WI RA
    APPROVED
    Since 2014-03-10

Branch Locations

8215 Greenway Boulevard 4Th Floor, Middleton, WI 53562 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Madison Youth Football Madison WI 09/2013 Present
Madison Youth Football Madison WI 09/2013 Present
Morgan Stanley Madison WI 03/2014 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 09/2013 → Present
    Madison Youth Football
    Madison, WI
  • 09/2013 → Present
    Madison Youth Football
    Madison, WI
  • 03/2014 → Present
    Morgan Stanley
    Madison, WI
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2012-10-01 → 2014-03-12
    J.P. Morgan Securities Llc
    Madison, WI
    Monona, WI
    Madison, WI
  • 2011-06-07 → 2012-10-01
    Chase Investment Services Corp.
    Waukesha, WI
    Valparaiso, IN
    Madison, WI
    Waukesha, WI
    Madison, WI
Other Businesses

MADISON YOUTH FOOTBALL VOLUNTEER COACH - UNPAID

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-06
S63 Uniform Securities Agent State Law Examination 2007-10-04
  • S65 Uniform Investment Adviser Law Examination
    2011-06-06
  • S63 Uniform Securities Agent State Law Examination
    2007-10-04
Other Names
  • Patrick R Rohde

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
CANOPY WEALTH MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
JACOBSON & SCHMITT ADVISORS, LLC
CHARLES SCHWAB & CO., INC.
EDWARD JONES

Other Investors

JOHN-THOMAS PETREE
BRIAN VETROVEC
JAMES P SOLBERG
JACK DRANEY
BRANDON JOHN GASSER
ALEX DAVID BROST
MICHELLE ROSALYN TODD
ALINA M. ANDRECAN

Other Offices

STRATEGIC ADVISERS LLC · MIDDLETON, WI
CANOPY WEALTH MANAGEMENT · MIDDLETON, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Middleton, WI
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · MIDDLETON, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MIDDLETON, WI
JACOBSON & SCHMITT ADVISORS, LLC · MIDDLETON, WI
CHARLES SCHWAB & CO., INC. · Middleton, WI
EDWARD JONES · MIDDLETON, WI

More in Middleton, WI

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