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Employer firm

Fruge' Capital Advisors, LLC (Formerly Oxford Investment Adv) CRD 149447

$141M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Fruge' Capital Advisors, Llc (Formerly Oxford Investment Adv)

2086 Old Taylor Road Suite 1013, Oxford, MS 38655 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-09-05
MS RA APPROVED 2009-02-05
  • LA RA
    APPROVED
    Since 2017-09-05
  • MS RA
    APPROVED
    Since 2009-02-05

Branch Locations

2086 Old Taylor Road Suite 1013, Oxford, MS 38655 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Mississippi University MS 06/1971 Present
Fruge' Law Firm, Pllc Oxford MS 07/2007 Present
Oxford Investment Advisors, Pllc Oxford MS 01/2009 Present
  • 06/1971 → Present
    University Of Mississippi
    University, MS
  • 07/2007 → Present
    Fruge' Law Firm, Pllc
    Oxford, MS
  • 01/2009 → Present
    Oxford Investment Advisors, Pllc
    Oxford, MS
Previous Registrations
Other Businesses

PARTNER,FRUGE' LAW FIRM, PLLC; PROVIDE LEGAL SERVICES AND NON-INVESTMENT RELATED BUSINESS; APPROXIMATELY 10-25% OF TIME DEVOTED TO OTHER BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-27
  • S65 Uniform Investment Adviser Law Examination
    2007-09-27
Other Names
  • Don Luis Fruge

View on SEC IAPD

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