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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-03-08 |
| TX | RA | APPROVED_RES | 2024-03-07 |
Branch Locations
13095 S. Mur-Len Rd. Suite 100, Olathe, KS 66062 • United States
13095 S. Mur-Len Rd. Suite 100, Olathe, KS 66062 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Gardner | KS | 10/2006 | 06/2017 |
| Compass Financial Resources, Llc | Olathe | KS | 04/2000 | Present |
| Securities America, Inc. | Olathe | KS | 06/2017 | 03/2024 |
| Securities America Advisors | Olathe | KS | 06/2017 | 03/2024 |
| Ameritime, Llc | Olathe | KS | 01/2006 | Present |
| Lpl Financial | Olathe | KS | 03/2024 | Present |
1)02/26/2024 - Compass Financial Resources,LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2000 - 140 Hr/Mth 2)02/26/2024 - Financial Markets, Inc. - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 12/2007 - 20 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-25 |
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