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Adam Shane Breazeale

Schwab Wealth Advisory, Inc.

Orlando, FL

Panama City Beach, FL

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-24
FL RA APPROVED 2023-01-17
  • TX RA
    APPROVED
    Since 2023-01-24
  • FL RA
    APPROVED
    Since 2023-01-17

Branch Locations

1991 Summit Park Drive, Orlando, FL 32810-5900 • United States

Panama City Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Group Waverly IA 08/2016 12/2017
Cuna Brokerage Services, Inc. Waverly IA 08/2016 12/2017
Fitth Third Securites Murfreesboro TN 12/2017 09/2018
Charles Schwab & Co., Inc. Orlando FL 10/2018 Present
Schwab Private Client Investment Advisor, Inc. Orlando FL 10/2018 01/2021
Schwab Wealth Advisory, Inc. Orlando FL 01/2022 Present
  • 08/2016 → 12/2017
    Cuna Mutual Group
    Waverly, IA
  • 08/2016 → 12/2017
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 12/2017 → 09/2018
    Fitth Third Securites
    Murfreesboro, TN
  • 10/2018 → Present
    Charles Schwab & Co., Inc.
    Orlando, FL
  • 10/2018 → 01/2021
    Schwab Private Client Investment Advisor, Inc.
    Orlando, FL
  • 01/2022 → Present
    Schwab Wealth Advisory, Inc.
    Orlando, FL
Previous Registrations
  • 2018-11-27 → 2021-02-01
    Schwab Wealth Advisory, Inc.
    Orlando, FL
  • 2017-12-14 → 2018-10-05
    Fifth Third Securities, Inc.
    Knoxville, TN
    Murfreesboro, TN
    Murfreesboro, TN
    Murfreesboro, TN
    Smyrna, TN
    Nashville, TN
    Nashville, TN
    Antioch, TN
    Knoxville, TN
    Knoxville, TN
  • 2016-08-29 → 2017-12-12
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Franklin, TN
  • 2009-09-15 → 2016-06-28
    Strategic Advisers Llc
    Campbell, CA
    Walnut Creek, CA
    Franklin, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-14
S63 Uniform Securities Agent State Law Examination 2007-11-16
  • S66 Uniform Combined State Law Examination
    2009-09-14
  • S63 Uniform Securities Agent State Law Examination
    2007-11-16
Designations
Other Names
  • Adam S Breazeale
  • Adam Shane Breazeale
  • Kevin Shane Breazeale

View on SEC IAPD

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Mark D Miller
Ricky M Parker

Other Offices

CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL

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