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Current Employers
Chicago Capital Management Advisors, Llc

4722 Main Street, Lisle, IL 60532 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-04-02
FL RA APPROVED 2023-06-21
WI RA APPROVED 2020-06-22
  • IL RA
    APPROVED
    Since 2026-04-02
  • FL RA
    APPROVED
    Since 2023-06-21
  • WI RA
    APPROVED
    Since 2020-06-22

Branch Locations

4722 Main Street, Lisle, IL 60532 • United States

Stevens Point, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfiffner & Assoc,Llc D/B/A Benjamin Pfiffner Insurance Agency Stevens Point WI 03/2011 Present
Regulus Advisers, Llc Stevens Point WI 06/2017 07/2017
Ab Pfiffner Chain Vacations Waupacca WI 07/2017 Present
Alliance Insurance, Inc. Wausau WI 06/2016 03/2019
American Trust Investment Services, Inc. Wausau WI 11/2019 12/2019
Forest Securities, Inc. Wausau WI 07/2017 11/2019
Avellino Financial Advisors, Inc. Wausau WI 07/2018 12/2019
Amaaximmo Real Estate Wausau WI 08/2019 12/2022
  • 03/2011 → Present
    Pfiffner & Assoc,Llc D/B/A Benjamin Pfiffner Insurance Agency
    Stevens Point, WI
  • 06/2017 → 07/2017
    Regulus Advisers, Llc
    Stevens Point, WI
  • 07/2017 → Present
    Ab Pfiffner Chain Vacations
    Waupacca, WI
  • 06/2016 → 03/2019
    Alliance Insurance, Inc.
    Wausau, WI
  • 11/2019 → 12/2019
    American Trust Investment Services, Inc.
    Wausau, WI
  • 07/2017 → 11/2019
    Forest Securities, Inc.
    Wausau, WI
  • 07/2018 → 12/2019
    Avellino Financial Advisors, Inc.
    Wausau, WI
  • 08/2019 → 12/2022
    Amaaximmo Real Estate
    Wausau, WI
Previous Registrations
  • 2024-01-29 → 2024-12-31
    Lisle, IL
  • 2018-07-23 → 2019-12-26
    Avellino Financial Advisors, Inc.
    Stevens Point, WI
    Wausau, WI
    Hillside, IL
    Wausau, WI
Other Businesses

Pffifner & Associates d/b/a Benjamin Pfiffner Insurance Agency. Life, Health, and Annuity sales. 100 hours per month. Not Investment related. Activities may occur during market hours, Started 03/2011. AB Pfiffner Chain Vacations LLC. Real Estate Rental Business. 15 hours per month, not investment related. Activities may occur during market hours. May occur during market hours, Started 07/2017.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-09
S63 Uniform Securities Agent State Law Examination 2017-07-21
  • S65 Uniform Investment Adviser Law Examination
    2018-07-09
  • S63 Uniform Securities Agent State Law Examination
    2017-07-21
Other Names
  • Ben Pfiffner

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