George L. Yanez

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 04/2017
  Charles Schwab & Co., Inc
  Phoenix, AZ
• 08/2000 → 07/2019
  Freelance Musician
  Phoenix, AZ
• 02/2014 → 04/2017
  Charles Schwab Bank
  Tucson, AZ
• 04/2017 → 07/2019
  Schwab Private Client Investment Advisory, Inc.
  Phoenix, AZ
• 07/2019 → 11/2024
  Unionbanc Investment Services Llc.
  Tempe, AZ
• 02/2025 → Present
  Charles Schwab & Co., Inc.
  Phoenix, AZ

Previous Registrations

• 2019-08-08 → 2024-11-18
  U.S. Bancorp Advisors, Llc
  Tempe, AZ
  Tempe, AZ
• 2017-04-17 → 2019-08-01
  Schwab Wealth Advisory, Inc.
  Phoenix, AZ
  Tucson, AZ
  San Francisco, CA
  Phoenix, AZ
• 2014-06-12 → 2017-04-18
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Tucson, AZ
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ

Exams

• S66 Uniform Combined State Law Examination
  2014-06-09
• S63 Uniform Securities Agent State Law Examination
  2008-02-05

Other Names

• George Leyba Yanez
• George L Yanez