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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2001-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Buffalo | NY | 04/2000 | Present |
| Bank Of America, N.A. | Buffalo | NY | 06/2011 | Present |
I*109607 For profit or not for profit: For-Profit Organization Name of outside business organization: KendoZekken.com Investment related: N Address of business: Clarence Center, New York 14032 Nature of business: Sole Proprietorship, Position, title, association: Family Held, Start date of relationship: 10/13/2017 Number of hours devoted: 20 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Home Embroider Business. Embroidering Martial arts supply and custom caps and shirts
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-06 |
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